ICA Know Your Regulator: UK Financial Services

Keep up with regulatory changes from the FCA and PRA for 2024/25 and showcase your expertise.

Course details

Compliance professionals working within the UK financial services must understand their local regulatory environment. 

This course provides an overview of key regulatory developments and actionable insights to help you focus your efforts in the year ahead. 

  • Approaches to regulation – understand who the FCA and PRA are and what, why and how the industry is regulated
  • Enforcements – see how the regulators investigate, the powers of enforcement and lessons learned from the previous 12 months
  • Practical insight – discover what regulator developments mean in practice and how they impact the industry
  • Regulatory outlook – horizon scan the year ahead.
  • Thought leadership – support your understanding and efforts in regulatory developments to better effect change. 

Price: £350 + VAT

Please note: This training course has not been endorsed by any of the regulators featured in the course. This course is designed as a tool to support your professional development and to understand key regulatory developments.  

 

 

Register your interest

Become an ICA member

When you enrol onto this course you will join an international
community of over 30,000 members. Benefits include:

  • Access to the uniquely personalised ICA Learning Hub
  • Weekly webinars covering the latest industry
    developments
  • Discounts on ICA events and further ICA courses

The fee for ICA membership will be added separately to your basket when you enrol online for this course.

What will I learn?

This course covers:

  • Introduction to the UK regulators
  • Focus on the FCA
  • Key regulatory responsibilities: Consumer Duty, financial crime prevention and the Senior Management & Certification Regime  (SM&CR)
  • Enforcement action
  • Important publications in 2024
  • Forward look at priority areas

Is this course right for me?

This course is suitable for professionals who work within policy or regulatory and financial crime compliance, and would like to learn more around UK regulatory developments in financial services and demonstrate their knowledge. 

Course format

  • Self-paced, online (you will have access to the course for two months)
  • End-of-course assessment to test your understanding and demonstrate your knowledge
  • Downloadable certificate of completion