ICA Essentials – Conduct Risk
Designed for those who have a limited knowledge of the conduct risk but want to understand the fundamentals.
Course details
- Gain a solid understanding of what good conduct looks like.
- 3-hour live, instructor-led virtual workshop
- Earn a certificate of completion and receive a £100 discount on the ICA Specialist Certificate in Conduct Risk (if you choose to go on to further study)
ICA CPD Hours: 3
Upcoming course dates:
- 28 March 2025, 09:30 - 12:30 UTC
ICA Specialist Certificate in Conduct Risk
Course dates, fees and enrol now:
Applicable local taxes, membership fees and discounts will be added to your basket on checkout.
Become an ICA member
When you enrol onto this course you will join an international
community of over 30,000 members. Benefits include:
- Access to the uniquely personalised ICA Learning Hub
- Weekly webinars covering the latest industry
developments - Discounts on ICA events and further ICA courses
What will I learn?
- Understanding Conduct and Conduct Risk
o The Conduct Agenda
o Development Drivers
o What is Good Conduct
o Risk Management and GRC - Why is good conduct so important?
o Definitions of conduct and risk appetite
o Benefits of good conduct
o Conduct Frameworks
o Common features of good conduct - The impacts of poor conduct
o The firm
o The consumer
o The market
o Non-financial misconduct - Practical examples
o UK regulation examples
o EU regulation examples
o General examples